Orbit-space classification conjecture for symmetric matrices under the symplectic group

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Let S(2n,R)S(2n,\mathbb{R}) denote the space of real symmetric 2n×2n2n\times 2n matrices, let JJ be the standard symplectic matrix, and let ρ\rho be the symplectic-group action on S(2n,R)S(2n,\mathbb{R}). For 0≤k≤n−10\leq k\leq n-1, let sks_k denote the nn invariants described in Conjecture 1. Orbit-space classification conjecture. If A,B∈S(2n,R)A,B\in S(2n,\mathbb{R}) satisfy

A≠cJfor all c∈R,B≠cJfor all c∈R,A\neq cJ\quad\text{for all }c\in\mathbb{R},\qquad B\neq cJ\quad\text{for all }c\in\mathbb{R},

and

sk(A)=sk(B)for all 0≤k≤n−1,s_k(A)=s_k(B)\quad\text{for all }0\leq k\leq n-1,

then AA and BB are equivalent under the group action ρ\rho; equivalently, these nn invariants determine the orbit space S(2n,R)/Sp⁡(2n)S(2n,\mathbb{R})/\operatorname{Sp}(2n). This conjecture proposes that the stated invariants completely classify the relevant symplectic-group orbits, extending the observed classification in dimension four; its resolution would clarify the general linear orbit problem.

References

Primary source

Luchen Shi, Sunay Joshi and Ritwick Bhargava, “Congruence of Linear Symplectic Forms by the Symplectic Group”, arXiv:2212.08360 (2022).

Progress summary

Refreshed
Claimed solved

The four-dimensional case is known, but an unverified explicit counterexample claims the general classification fails in six dimensions.

The conjecture, posed by Luchen Shi, Sunay Joshi, and Ritwick Bhargava in 2022, says that the invariants sks_k classify invertible skew-symmetric forms under symplectic congruence, apart from scalar multiples of JJ. The primary source corrects the supplied statement’s use of “symmetric” matrices.

Known results

  • In dimension four, the Pfaffian and −12tr⁡(JA)-\frac{1}{2}\operatorname{tr}(JA) completely classify the orbits.
  • In dimension 2n2n, the paper proves that the nn invariants sks_k, defined from the coefficients of Pf⁡(tJ+A)\operatorname{Pf}(tJ+A), are orbit invariants.
  • The general completeness assertion remains Conjecture 1 in the primary source.

Posted attempt

An explicit dimension-six pair is claimed to have identical Pfaffian polynomials, hence identical s0,s1,s2s_0,s_1,s_2, but different eigenspace dimensions for J−1AJ^{-1}A and therefore distinct symplectic-congruence orbits. This claims a complete counterexample, but it has not been independently verified.

Current status (as of August 2026): The dimension-four classification and invariance of the general sks_k are established, while the general conjecture has an unverified dimension-six counterexample claim and no verified resolution.

Sources

Solutions 1

CounterexampleThis solution needs a summarySee full solutionHide full solution

In the primary source, S(2n,R)S(2n,\mathbb R) denotes invertible skew-symmetric matrices representing symplectic forms; the word “symmetric” in the problem description is a transcription error.

The original conjecture is false already in dimension six. Put

J2=(01−10),J=diag⁡(J2,J2,J2).J_2= \begin{pmatrix} 0&1\\ -1&0 \end{pmatrix}, \qquad J=\operatorname{diag}(J_2,J_2,J_2).

Consider

A0=(010000−10000000010000−10000000020000−20),A_0= \begin{pmatrix} 0&1&0&0&0&0\\ -1&0&0&0&0&0\\ 0&0&0&1&0&0\\ 0&0&-1&0&0&0\\ 0&0&0&0&0&2\\ 0&0&0&0&-2&0 \end{pmatrix},

and

A1=(010000−10−100001010000−10000000020000−20).A_1= \begin{pmatrix} 0&1&0&0&0&0\\ -1&0&-1&0&0&0\\ 0&1&0&1&0&0\\ 0&0&-1&0&0&0\\ 0&0&0&0&0&2\\ 0&0&0&0&-2&0 \end{pmatrix}.

Both matrices are skew-symmetric,

det⁡A0=det⁡A1=4,\det A_0=\det A_1=4,

and neither is a scalar multiple of JJ. Their complete Pfaffian polynomials agree:

Pf⁡(tJ+A0)=Pf⁡(tJ+A1)=(t+1)2(t+2)=t3+4t2+5t+2.\operatorname{Pf}(tJ+A_0) = \operatorname{Pf}(tJ+A_1) = (t+1)^2(t+2) = t^3+4t^2+5t+2.

Thus all three proposed invariants s0,s1,s2s_0,s_1,s_2 coincide.

Nevertheless, define

Ki=J−1Ai.K_i=J^{-1}A_i.

Direct calculation gives

dim⁡ker⁡(K0−I6)=4,dim⁡ker⁡(K1−I6)=2.\dim\ker(K_0-I_6)=4, \qquad \dim\ker(K_1-I_6)=2.

Indeed,

K0=diag⁡(1,1,1,1,2,2),K_0=\operatorname{diag}(1,1,1,1,2,2),

whereas the eigenvalue-one part of K1K_1 has nontrivial Jordan blocks.

If the forms were symplectically equivalent, some PP would satisfy

PTJP=J,A1=PTA0P.P^{\mathsf T}JP=J, \qquad A_1=P^{\mathsf T}A_0P.

The first identity implies

J−1PT=P−1J−1.J^{-1}P^{\mathsf T}=P^{-1}J^{-1}.

Consequently,

K1=J−1PTA0P=P−1J−1A0P=P−1K0P,K_1 = J^{-1}P^{\mathsf T}A_0P = P^{-1}J^{-1}A_0P = P^{-1}K_0P,

contradicting the unequal eigenspace dimensions. Hence the two forms have identical proposed invariants but lie in different symplectic-congruence orbits.

The proposed invariants cannot classify orbits because they do not detect the Jordan structure.