The generalized Penrose conjecture for asymptotically flat initial data sets

Let (M3,g,k)(M^3,g,\mathbf{k}) be a complete connected asymptotically flat initial data set satisfying the dominant energy condition. Choose an end with ADM mass mm, and let S\mathcal{S} be the collection of compact C2C^2 boundaries of open sets that are bounded in the chosen end and contain all other ends. A surface ΣS\Sigma\in\mathcal{S} is generalized trapped when

HΣtrΣk.H_{\Sigma}\leq |\operatorname{tr}_{\Sigma}\mathbf{k}|.

Such a surface is enclosed by an outermost generalized apparent horizon Σ~\widetilde{\Sigma}, and write AA for its area. The generalized Penrose conjecture. If ΣS\Sigma\in\mathcal{S} is a generalized trapped surface, then

mA16π.m\geq \sqrt{\frac{A}{16\pi}}.

Equivalently, the area of the outermost generalized apparent horizon is at most 16πm216\pi m^2. This conjecture generalizes the Penrose inequality from time-symmetric data to general initial data satisfying the dominant energy condition; its resolution is a central problem in general relativity and geometric analysis.

Sources & referencesView supporting material

Primary source

Conghan Dong, “The σ-inverse mean curvature flow and the generalized Penrose conjecture”, arXiv:2605.26504 (2026).

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