Smale's mean value conjecture

At least 2 years old · documented by

Let P∈C[z]P\in\mathbb{C}[\mathbf{z}] be a polynomial of degree n+1≥2n+1\ge 2 such that P(0)=0P(0)=0 and P′(0)=1P'(0)=1, and let b1,…,bnb_1,\ldots,b_n be its critical points.

Smale's mean value conjecture.

min⁡{∣P(bi)bi∣:i=1,…,n}≤nn+1.\min\left\{\left|\frac{P(b_i)}{b_i}\right|:i=1,\ldots,n\right\}\le \frac{n}{n+1}.

This is equivalent to Smale's question of replacing the constant 44 in his mean value theorem by n/(n+1)n/(n+1). It is verified for n=1,2,3n=1,2,3, and the upper bound is attained by P(z)=zn+1+zP(z)=z^{n+1}+z; the general case remains open.

References

Primary source

Jie Wang and Victor Magron, “A real moment-HSOS hierarchy for complex polynomial optimization with real coefficients”, arXiv:2308.14631 (2024).

Progress summary

Refreshed
Claimed progress

A new 2026 paper proves the expected bound for a large asymptotic family, but the conjecture for all complex polynomials remains open.

Smale proposed the conjecture in 1981: for a normalized complex polynomial, at least one critical point should satisfy the sharp degree-dependent bound. The extremal example is known, but the general assertion is unresolved.

Known results

  • The conjecture is proved in degrees 22, 33, and 44, corresponding to n=1,2,3n=1,2,3 in the problem's indexing.
  • Computer calculations verified it through degree 1010.
  • Crane obtained the upper bound Mn<4−2.263nM_n<4-\frac{2.263}{\sqrt n} for n≥8n\ge 8.

August 27, 2026 asymptotic progress

On August 27, 2026, Smale's Mean Value Conjecture and its Dual Conjecture for Complex Polynomials reported asymptotic validity of the conjectured bound within an explicit family as the degree tends to infinity. This is genuine partial progress, but it does not settle the conjecture for all complex polynomials and remains unverified in this report.

Current status (as of August 2026): The conjecture is settled for degrees 22, 33, and 44 and computationally checked through degree 1010; an asymptotic-family result has been reported, but the unrestricted problem remains open.

Sources

Solutions 0

No solutions have been posted yet.