The spectral transition conjecture for the extended Harper model

Let Hλ,α,θEHMH^{\mathrm{EHM}}_{\lambda,\alpha,\theta} be the extended Harper model, with parameter clambda=(λ1,λ2,λ3)clambda=(\lambda_1,\lambda_2,\lambda_3) and hopping function

cλ(θ)=λ1e2πi(θ+α2)+λ2+λ3e2πi(θ+α2).c_{\lambda}(\theta)=\lambda_1 e^{-2\pi i(\theta+\frac{\alpha}{2})}+\lambda_2+\lambda_3 e^{2\pi i(\theta+\frac{\alpha}{2})}.

Let L(λ)L(\lambda) be its Lyapunov exponent on the spectrum, let

γ(α,θ):=lim supln2θ+nαn,\gamma(\alpha,\theta):=\limsup -\frac{\ln \|2\theta+n\alpha\|}{|n|},

and define

R1:={λ:0<max(λ1+λ3,λ2)<1},\mathcal{R}_1:=\{\lambda:0<\max(\lambda_1+\lambda_3,\lambda_2)<1\}, Rs:={λ:λ1=λ3λ22, or λ1+λ3=λ2}.\mathcal{R}_s:=\{\lambda:\lambda_1=\lambda_3\geq\frac{\lambda_2}{2},\text{ or }\lambda_1+\lambda_3=\lambda_2\}.

For the continued-fraction denominators qnq_n of calphacalpha, set

δ~(α,θ)=lim supnlnqn+1+θ:cλ(θ)=0lnqn(θθ)qn,\tilde{\delta}(\alpha,\theta)=\limsup_{n\to\infty}\frac{\ln q_{n+1}+\sum_{\theta':c_{\lambda}(\theta')=0}\ln\|q_n(\theta-\theta')\|}{q_n},

where zeros are counted with multiplicities. The function cλc_{\lambda} has one or two, possibly coinciding, zeros in this regime.

Spectral transition conjecture. For λR1Rs\lambda\in\mathcal{R}_1\cap\mathcal{R}_s, the operator Hλ,α,θEHMH^{\mathrm{EHM}}_{\lambda,\alpha,\theta} has purely singular continuous spectrum if

L(λ)<δ~(α,θ)+γ(α,θ),L(\lambda)<\tilde{\delta}(\alpha,\theta)+\gamma(\alpha,\theta),

and pure point spectrum if

L(λ)>δ~(α,θ)+γ(α,θ).L(\lambda)>\tilde{\delta}(\alpha,\theta)+\gamma(\alpha,\theta).

This conjecture proposes a sharp spectral transition controlled by the Lyapunov exponent, frequency-resonance strength, phase-resonance strength, and anti-resonance contribution. The equality case is not covered by the statement, and the source gives no resolution status.

Sources & referencesView supporting material

Primary source

Rui Han, Svetlana Jitomirskaya and Fan Yang, “Anti-resonances and sharp analysis of Maryland localization for all parameters”, arXiv:2205.04021 (2022).

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