Gradient criterion for redundant generators of vanishing ideals

Let XRnX\subset\mathbb{R}^n and let Rn\mathcal{R}_n denote the polynomial ring in nn variables. For a set GRnG\subset\mathcal{R}_n, write Gdeg(g)1G^{\mathrm{deg}(g)-1} for the relevant degree-restricted subset, and suppose that GG generates the vanishing ideal I(X)\mathcal{I}(X). Assume that GG is degree-restriction compatible. Gradient criterion for redundancy. For some gGg\in G, one has

gGdeg(g)1g\in\langle G^{\mathrm{deg}(g)-1}\rangle

if and only if, for every xX\boldsymbol{x}\in X, there exist coefficients αg,xR\alpha_{g^{\prime},\boldsymbol{x}}\in\mathbb{R} such that

g(x)=gGdeg(g)1αg,xg(x).\nabla g(\boldsymbol{x})=\sum_{g^{\prime}\in G^{\mathrm{deg}(g)-1}}\alpha_{g^{\prime},\boldsymbol{x}}\nabla g^{\prime}(\boldsymbol{x}).

This gives a numerical, noise-tolerant and monomial-agnostic criterion for detecting redundant basis polynomials, avoiding Gröbner-basis computations; the conjecture's resolution is not established in the supplied text.

Progress summary

Solved

A reader-written construction claims the conjecture is false by giving a degree-compatible generating set whose gradients pass the test although one generator is not redundant.

The conjecture asserts that, for a degree-compatible generating set GG of a vanishing ideal, membership gGdeg(g)1g\in\langle G^{\mathrm{deg}(g)-1}\rangle is equivalent to pointwise expressibility of g\nabla g through lower-degree generator gradients. Kera and Hasegawa state the claim as an unproved conjecture.

Known results

  • The membership-to-gradient implication is readily proved.
  • The converse is stated as Conjecture 1 and explicitly left unproved.
  • Conjecture 9.1 restates the criterion under degree-restriction compatibility and uses it heuristically for numerical redundancy removal.
  • The associated least-squares test for approximate data is an application, not a proof.

Posted attempt

A construction with X={0,1,2}2{(2,2)}X=\{0,1,2\}^2\setminus\{(2,2)\} and generators f=x(x1)(x2)f=x(x-1)(x-2), h=y(y1)(y2)h=y(y-1)(y-2), and g=x(x1)y(y1)g=x(x-1)y(y-1) claims all degree-compatibility hypotheses hold, the gradients of ff and hh span every required gradient at points of XX, but g(f,h)g\notin(f,h). It therefore claims a complete counterexample; the argument has not been independently verified.

Current status (as of August 2026): the forward implication is established, while the converse is challenged by an unverified claimed counterexample and is not settled.

Sources
Sources & referencesView supporting material

Primary source

Hiroshi Kera and Yoshihiko Hasegawa, “Monomial-agnostic computation of vanishing ideals”, arXiv:2101.00243 (2023).

Solutions 1

Counterexample

Counterexample satisfying all degree-compatibility hypotheses.

Let

D={0,1,2},X=D2{(2,2)}R2,D=\{0,1,2\},\qquad X=D^2\setminus\{(2,2)\}\subset\mathbb R^2,

and define

f=x(x1)(x2),h=y(y1)(y2),g=x(x1)y(y1).f=x(x-1)(x-2),\qquad h=y(y-1)(y-2),\qquad g=x(x-1)y(y-1).

Take G={f,h,g}G=\{f,h,g\}.

The Chinese remainder theorem identifies

R[x,y]/(f,h)(a,b)D2R\mathbb R[x,y]/(f,h) \cong\prod_{(a,b)\in D^2}\mathbb R

by evaluation on the nine-point grid. Under this identification, gg vanishes at all eight points of XX and equals 44 at (2,2)(2,2). Its image therefore generates the coordinate factor supported at the omitted point. Hence

I(X)=(f,h,g).I(X)=(f,h,g).

The required degree compatibility also holds. If uI(X)u\in I(X) has total degree at most 33, divide by the monic univariate polynomials f,hf,h. Its remainder RR has degree at most 22 in each variable and total degree at most 33, while still vanishing on XX. Uniqueness of interpolation on D2D^2 implies

R(x,y)=R(2,2)4x(x1)y(y1).R(x,y)=\frac{R(2,2)}4\,x(x-1)y(y-1).

Since the right-hand side has total degree 44 unless its coefficient is zero, R=0R=0. Thus

I(X)2={0},I(X)3=spanR{f,h}.I(X)_{\le2}=\{0\},\qquad I(X)_{\le3}=\operatorname{span}_{\mathbb R}\{f,h\}.

For degrees at least 44, all three generators are available and generate I(X)I(X). Consequently every uI(X)u\in I(X) belongs to the ideal generated by elements of GG of degree at most degu\deg u, exactly as required.

Now degg=4\deg g=4, so the lower-degree generators are precisely f,hf,h. Write F(t)=t(t1)(t2)F(t)=t(t-1)(t-2). At every (a,b)X(a,b)\in X,

f(a,b)=(F(a),0),h(a,b)=(0,F(b)).\nabla f(a,b)=(F'(a),0),\qquad \nabla h(a,b)=(0,F'(b)).

Since

F(0)=2,F(1)=1,F(2)=2,F'(0)=2,\qquad F'(1)=-1,\qquad F'(2)=2,

these gradients form a basis of R2\mathbb R^2. Therefore

g(a,b)=xg(a,b)F(a)f(a,b)+yg(a,b)F(b)h(a,b)\nabla g(a,b) =\frac{\partial_xg(a,b)}{F'(a)}\nabla f(a,b) +\frac{\partial_yg(a,b)}{F'(b)}\nabla h(a,b)

at every point of XX, fulfilling the proposed gradient criterion.

Nevertheless g(f,h)g\notin(f,h): otherwise evaluating at (2,2)(2,2) would give g(2,2)=0g(2,2)=0, whereas g(2,2)=4g(2,2)=4. Hence the pointwise gradient condition does not imply redundancy, and the conjecture is false.

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Shivam Patel ·