Cazenave–Kenig–Merle scattering conjecture for the energy-critical nonlinear Schrödinger equation

Let d3d\geq 3, let μ{1,1}\mu\in\{1,-1\}, and consider the energy-critical nonlinear Schrödinger equation

itu=12Δu+μu4d2u,u(0)=u0H˙1(Rd).i\partial_t u=-\frac{1}{2}\Delta u+\mu|u|^{\frac{4}{d-2}}u,\qquad u(0)=u_0\in\dot{H}^1(\mathbb{R}^d).

Its Hamiltonian is

EΔ(u)=12u2+μd2du2dd2dx.E_{\Delta}(u)=\int \frac{1}{2}|\nabla u|^2+\mu\frac{d-2}{d}|u|^{\frac{2d}{d-2}}\,dx.

Cazenave–Kenig–Merle conjecture. When μ=1\mu=1, solutions exist globally and scatter: for every u0H˙1(Rd)u_0\in\dot{H}^1(\mathbb{R}^d), there is a unique global solution u:R×RdCu:\mathbb{R}\times\mathbb{R}^d\to\mathbb{C} satisfying

SR(u):=RRdu(t,x)2(d+2)d2dxdtC(EΔ(u0))<,S_{\mathbb{R}}(u):=\int_{\mathbb{R}}\int_{\mathbb{R}^d}|u(t,x)|^{\frac{2(d+2)}{d-2}}\,dx\,dt\leq C(E_{\Delta}(u_0))<\infty,

and there are u±H˙1(Rd)u_{\pm}\in\dot{H}^1(\mathbb{R}^d) such that

limt±u(t)e±itΔ2u±H˙1=0,\lim_{t\to\pm\infty}\left\|u(t)-e^{\pm\frac{it\Delta}{2}}u_{\pm}\right\|_{\dot{H}^1}=0,

with u0u±(u0)u_0\mapsto u_{\pm}(u_0) homeomorphisms of H˙1\dot{H}^1. When μ=1\mu=-1, the same conclusion holds provided

EΔ(u0)<EΔ(W),u0L2<WL2,E_{\Delta}(u_0)<E_{\Delta}(W),\qquad \|\nabla u_0\|_{L^2}<\|\nabla W\|_{L^2},

where

W(x)=1(1+2x2d(d2))d22H˙1(Rd)W(x)=\frac{1}{\left(1+\frac{2|x|^2}{d(d-2)}\right)^{\frac{d-2}{2}}}\in\dot{H}^1(\mathbb{R}^d)

is the ground state solving 12ΔW+W4d2W=0\frac{1}{2}\Delta W+|W|^{\frac{4}{d-2}}W=0. The conjecture has been proved for the defocusing equation, for radial initial data in the focusing case when d3d\geq3, and for arbitrary initial data in the focusing case when d5d\geq5; the remaining cases are open.

Sources & referencesView supporting material

Primary source

Casey Jao, “The Energy-Critical Quantum Harmonic Oscillator”, arXiv:1406.2289 (2014).

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