Destabilization conjecture for diffusive boundary feedback

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For η>0\eta>0, consider the coupled transport–diffusion system with state variables yy and y^\hat y on [0,1][0,1]:

∂ty+∂xy−η∂xxy=0,∂ty^+∂xy^=0,\partial_t y+\partial_x y-\eta\partial_{xx}y=0,\qquad \partial_t\hat y+\partial_x\hat y=0,

with boundary conditions

y(t,0)=y(t,1)−y^(t,1),y^(t,0)=y(t,0),∂xy(t,1)=0.y(t,0)=y(t,1)-\hat y(t,1),\qquad \hat y(t,0)=y(t,0),\qquad \partial_x y(t,1)=0.

Let Sη={s∈C:Fη(s)−1=0}\mathcal{S}_\eta=\{s\in\mathbb{C}:F_\eta(s)-1=0\} be its spectrum, where

Fη(s)=(λ1(s)eλ1(s)−λ2(s)eλ2(s))(1+e−s)(λ1(s)−λ2(s))eλ1(s)+λ2(s),F_\eta(s)=\frac{(\lambda_1(s)e^{\lambda_1(s)}-\lambda_2(s)e^{\lambda_2(s)})(1+e^{-s})}{(\lambda_1(s)-\lambda_2(s))e^{\lambda_1(s)+\lambda_2(s)}},

and

λ1(s)=1+1+4ηs2η,λ2(s)=1−1+4ηs2η.\lambda_1(s)=\frac{1+\sqrt{1+4\eta s}}{2\eta},\qquad \lambda_2(s)=\frac{1-\sqrt{1+4\eta s}}{2\eta}.

Define ση=sup⁡{Re⁡(s):s∈Sη}\sigma_\eta=\sup\{\operatorname{Re}(s):s\in\mathcal{S}_\eta\}. Destabilization conjecture. For all ϵ>0\epsilon>0, there exists η1>0\eta_1>0 such that for all η∈(0,η1)\eta\in(0,\eta_1), the maximal spectral abscissa satisfies

ση>−ϵ.\sigma_\eta>-\epsilon.

The conjecture says that arbitrarily small diffusion destroys any uniform negative spectral gap, despite the stability of the corresponding closed-loop system without diffusion. It captures the reported destabilizing effect of diffusion and remains to be established from the characteristic equation.

References

Primary source

Georges Bastin, Jean-Michel Coron and Amaury Hayat, “Diffusion and robustness of boundary feedback stabilization of hyperbolic systems”, arXiv:2212.04879 (2022).

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