Weak majorization of higher-power coefficients in the exponential product formula

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Let A,B∈HnA,B\in\mathbb{H}_n be Hermitian matrices, and let HH and RkR_k denote the operators defined in the paper from the coefficients of e(A+B)te^{(A+B)t} and eAteBte^{At}e^{Bt}, respectively. Write λ(⋅)\lambda(\cdot) for the vector of eigenvalues in decreasing order, and let ≺w\prec_w denote weak majorization. Higher-power weak-majorization conjecture. For every integer k≥5k\ge 5,

λ(Hk)≺wλ(Rk).\lambda(H^k)\prec_w\lambda(R_k).

The preceding results establish this type of inequality for the cubic and quartic coefficients, while the displayed assertion proposes it for all higher powers; its status is not resolved in the supplied context.

References

Primary source

Teng Zhang, “Weak majorization inequalities for the cubic and quartic coefficients of e^(A+B)t versus e^Ate^Bt”, arXiv:2601.07286 (2026).

Additional references

2 papers in this index state this conjecture (2023–2026). The statement above is taken from the most recent of them; the others are arXiv:2301.07934.

Progress summary

Refreshed
Claimed solved

An unverified calculation claims the conjecture fails already for two-by-two real symmetric matrices at order five and at every later odd order.

Teng Zhang’s January 2026 paper formulates the higher-power conjecture for Hermitian matrices, asking whether the eigenvalues of HkH^k are weakly majorized by those of the symmetrized product coefficient RkR_k for every k≥5k\ge 5.

Known results

  • Teng Zhang, 2026: the corresponding eigenvalue inequality is proved for k=3,4k=3,4.
  • The paper also proves the related singular-value inequality λ(Hk)≺wσ(Qk)\lambda(H^k)\prec_w\sigma(Q_k) for k=3,4k=3,4.
  • For higher orders, it gives a reduction to λ(Hk)≺wλ(Rk)\lambda(H^k)\prec_w\lambda(R_k) but no positive commutator decomposition proving it.

Posted attempt

An unverified calculation claims a counterexample at k=5k=5 using two-by-two real symmetric matrices, since it obtains tr⁡(H5)=−82>−122=tr⁡(R5)\operatorname{tr}(H^5)=-82>-122=\operatorname{tr}(R_5). It further claims the same construction disproves every odd k≥5k\ge 5; the separate singular-value conjecture is not addressed. No independent verification is supplied.

Current status (as of August 2026): The cases k=3,4k=3,4 are settled, while the k≥5k\ge 5 conjecture has an unverified counterexample claim covering k=5k=5 and all odd higher orders.

Sources

Solutions 1

CounterexampleThis solution needs a summarySee full solutionHide full solution

Counterexample, including every odd order at least five.

Consider the higher-order weak-majorization conjecture stated as Conjecture 5.5 in arXiv:2601.07286. For Hermitian matrices A,BA,B, write

H=A+B,Qk=∑j=0k(kj)AjBk−j,Rk=Qk+Qk∗2.H=A+B,\qquad Q_k=\sum_{j=0}^k\binom{k}{j}A^jB^{k-j},\qquad R_k=\frac{Q_k+Q_k^*}{2}.

The conjecture asserts λ(Hk)≺wλ(Rk)\lambda(H^k)\prec_w\lambda(R_k) for every k≥5k\ge5.

Take the real symmetric matrices

A=(000−2),B=(0110).A=\begin{pmatrix}0&0\\0&-2\end{pmatrix}, \qquad B=\begin{pmatrix}0&1\\1&0\end{pmatrix}.

Direct exact computation gives

H5=(−122929−70),Q5=(01121−122),R5=(06161−122).H^5=\begin{pmatrix}-12&29\\29&-70\end{pmatrix},\qquad Q_5=\begin{pmatrix}0&1\\121&-122\end{pmatrix}, \qquad R_5=\begin{pmatrix}0&61\\61&-122\end{pmatrix}.

Weak majorization at full rank would require

tr⁡(H5)≤tr⁡(R5).\operatorname{tr}(H^5)\le\operatorname{tr}(R_5).

Instead,

tr⁡(H5)=−82>−122=tr⁡(R5).\operatorname{tr}(H^5)=-82>-122=\operatorname{tr}(R_5).

Thus the conjecture already fails for two-by-two real symmetric matrices at its first proposed order.

More strongly, the same matrices disprove every odd order k≥5k\ge5. Set

Z=diag⁡(1,−1),S=(0110),Ac=cI+Z,B=S.Z=\operatorname{diag}(1,-1),\qquad S=\begin{pmatrix}0&1\\1&0\end{pmatrix},\qquad A_c=cI+Z,\quad B=S.

Since Z2=S2=IZ^2=S^2=I and ZS+SZ=0ZS+SZ=0, the exact exponential generating function for the trace difference is

∑k≥0tkk!(tr⁡Rk−tr⁡(Ac+B)k)=ect(1+cosh⁡(2t)−2cosh⁡(2 t)).\sum_{k\ge0}\frac{t^k}{k!} \left(\operatorname{tr}R_k-\operatorname{tr}(A_c+B)^k\right) =e^{ct}\left(1+\cosh(2t)-2\cosh(\sqrt2\,t)\right).

Coefficient extraction yields

tr⁡Rk−tr⁡(Ac+B)k=∑j=2⌊k/2⌋(k2j)c k−2j(4j−2j+1).\operatorname{tr}R_k-\operatorname{tr}(A_c+B)^k = \sum_{j=2}^{\lfloor k/2\rfloor} \binom{k}{2j}c^{\,k-2j}\bigl(4^j-2^{j+1}\bigr).

Whenever c<0c<0 and k≥5k\ge5 is odd, every summand is strictly negative. Choosing c=−1c=-1 recovers the displayed integer matrices and proves failure simultaneously at every odd order k≥5k\ge5.

This refutes precisely Conjecture 5.5 concerning the eigenvalues of RkR_k. The separate singular-value question λ(Hk)≺wσ(Qk)\lambda(H^k)\prec_w\sigma(Q_k) in Problem 1.1 is not refuted by this argument.